SEC FORM
3/A
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
THE CAYMAN CORPORATE CENTRE, 4TH FLOOR |
27 HOSPITAL ROAD, GEORGE TOWN |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/29/2004
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3. Issuer Name and Ticker or Trading Symbol
XCYTE THERAPIES INC
[ XCYT ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 11/08/2004
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
THE CAYMAN CORPORATE CENTRE, 4TH FLOOR |
27 HOSPITAL ROAD, GEORGE TOWN |
(Street)
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1. Name and Address of Reporting Person*
9 WEST 57TH STREET |
27TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC |
9 WEST 57TH STREET, 27TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC |
9 WEST 57TH STREET, 27TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
THE CAYMAN CORPORATE CENTRE, 4TH FLOOR |
27 HOSPITAL ROAD |
(Street)
GEORGE TOWN, GRAND CAYMAN |
E9 |
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Explanation of Responses: |
Remarks: |
No securities are beneficially owned. |
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Highbridge Capital Corporation, By: /s/ Howard Feitelbert, Controller |
12/21/2004 |
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Highbridge International LLC, By: /s/ Howard Feitelberg, Director |
12/21/2004 |
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Highbridge Capital Management, LLC, By: /s/ Ronald S. Resnick, Managing Director |
12/21/2004 |
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By: /s/ Glenn Dubin |
12/21/2004 |
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By: /s/ Henry Swieca |
12/21/2004 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Joint Filer Information
NAME: HIGHBRIDGE INTERNATIONAL LLC
ADDRESS: The Cayman Corporate Centre, 4th Floor
27 Hospital Road
George Town, Grand Cayman
Cayman Islands, British West Indies
DESIGNATED FILER: Highbridge Capital Corporation
ISSUER: Xcyte Therapies, Inc.
DATE OF EVENT REQUIRING STATEMENT: October 29, 2004
SIGNATURE: HIGHBRIDGE INTERNATIONAL LLC
By: /s/ Howard Feitelberg
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Name: Howard Feitelberg
Title: Director
Joint Filer Information
NAME: HIGHBRIDGE CAPITAL MANAGEMENT, LLC
ADDRESS: 9 West 57th Street, 27th Floor
New York, New York 10019
DESIGNATED FILER: Highbridge Capital Corporation
ISSUER: Xcyte Therapies, Inc.
DATE OF EVENT REQUIRING STATEMENT: October 29, 2004
SIGNATURE: HIGHBRIDGE CAPITAL MANAGEMENT, LLC
By: /s/ Ronald S. Resnick
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Name: Ronald S. Resnick
Title: Managing Director
Joint Filer Information
NAME: GLENN DUBIN
ADDRESS: c/o Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
DESIGNATED FILER: Highbridge Capital Corporation
ISSUER: Xcyte Therapies, Inc.
DATE OF EVENT REQUIRING STATEMENT: October 29, 2004
SIGNATURE:
/s/ Glenn Dubin
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GLENN DUBIN
Joint Filer Information
NAME: HENRY SWIECA
ADDRESS: c/o Highbridge Capital Management, LLC
9 West 57th Street, 27th Floor
New York, New York 10019
DESIGNATED FILER: Highbridge Capital Corporation
ISSUER: Xcyte Therapies, Inc.
DATE OF EVENT REQUIRING STATEMENT: October 29, 2004
SIGNATURE:
/s/ Henry Swieca
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HENRY SWIECA